Broker
All Stories for Broker
Broker faces action by Sebi, NSE in co-location case
•Sebi is also working on addressing the broader concerns that have come to fore after a probe into alleged lapses involving NSE's co-location facility.
Woman claims broker denied her a flat in Mumbai because she is a Muslim
Fp Staff •A 25-year-old Muslim woman has claimed that she was denied a flat in Mumbai due to her religion.
Bangalore stock exchange to apply for de-recognition to Sebi
Fp Archives •This approval was made by shareholders at the Annual General Meeting held here yesterday, attended by about 100 out of 925 members.
Maintain up-to-date broker details: Sebi tells bourses
Fp Archives •Pursuant to Sebi's directions, leading exchange BSE today put in place an online filing system to enable trading members submit these details on a continuous basis.<br /><br />
Ex-Merrill broker suspended, fined for anti-money laundering violations
Fp Archives •Anil Chaturvedi, who left Bank of America's Merrill Lynch unit voluntarily in 2011, agreed to an 18-month suspension from the US securities industry and a $60,000 fine, according to a Financial Industry Regulatory Authority settlement posted on the regulator's website this week.
Pick Oriental Bank, drop Jubilant Foodworks today
Fp Staff •Here are your intra day picks for the day from various market experts and brokerage houses.
IDFC strong, M&M weak: Here's what to buy and sell today
Fp Staff •Here are your intra day picks for the day from various market experts and brokerage houses
Want to book airline tickets? Try your local stock broker
Sanjit Oberai •The sharp fall in volumes have led to sub-brokers resorting to other means to earn an income like booking hotels, flights etc.
Lazy Analysts: Finally Citi wakes up and downgrades Jet
Fp Editors •This is not an isolated case of analyst lethargy in revising price targets and recommendations.
Indiabulls Securities pays Rs 1 cr to settle case with Sebi
Fp Archives •Indiabulls Securities has settled a case related to alleged non-compliance of stock broker norms after payment of Rs one crore to the market regulator Sebi as consent settlement charges.<br />